SEBI through its circular SEBI/HO/IMD/DF1/CIR/P/2019/169 dated 27th December 2019 has directed all those registered under IA regulations 2013 to display the complaint status on their website.
Data for Month Ending 31st August 2025
| Sr.No. | Received From | Pending at the End of last Month | Received | Resolved* | Total Pending# | Pending Complaints>3 months | Average Resolution Time^(in days) |
|---|---|---|---|---|---|---|---|
|
1. |
Directly From Investor |
0 |
0 |
0 |
0 |
0 |
0 |
|
2. |
SEBI (SCORES) |
0 |
0 |
0 |
0 |
0 |
0 |
|
3. |
Other Sources (If any) |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
Grand Total |
0 |
0 |
0 |
0 |
0 |
0 |
Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of Monthly Disposal of Complaints
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on last day of the month
| Sr.No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
|
1. |
August 2024 |
0 |
0 |
0 |
0 |
|
2. |
September 2024 |
0 |
0 |
0 |
0 |
|
3. |
October 2024 |
0 |
0 |
0 |
0 |
|
4 |
November 2024 |
0 |
0 |
0 |
0 |
|
5 |
December 2024 |
0 |
0 |
0 |
0 |
|
6 |
January 2025 |
0 |
0 |
0 |
0 |
|
7 |
February 2025 |
0 |
0 |
0 |
0 |
|
8 |
March 2025 |
0 |
0 |
0 |
0 |
|
9 |
April 2025 |
0 |
0 |
0 |
0 |
|
10 |
May 2025 |
0 |
0 |
0 |
0 |
|
11 |
June 2025 |
0 |
0 |
0 |
0 |
|
12 |
July 2025 |
0 |
0 |
0 |
0 |
|
13 |
August 2025 |
0 |
0 |
0 |
0 |
|
|
Grand Total |
0 |
0 |
0 |
0 |
Trend of Annual Disposal of Complaints
| Sr.No. | Financial Year | Carried forward from previous month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
|
1. |
2023-24 |
0 |
0 |
0 |
0 |
|
2. |
2024-25 |
0 |
0 |
0 |
0 |
|
3. |
2025-26 |
0 |
0 |
0 |
0 |
|
|
Grand Total |
0 |
0 |
0 |
0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on last day of the month
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
| Sr.No. | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
|
1. |
FY 2020-21 |
Conducted |
Complete, no remarks |
|
2. |
FY 2021-22 |
Conducted |
Complete, no remarks |
|
3. |
FY 2022-23 |
Conducted |
Complete,no remarks |
|
4 |
FY 2023-24 |
Conducted |
Complete, no remarks |
|
5 |
FY 2024-25 |
Under Process |
|
